[F] It would be difficult to overstate how much of its appeal such a story as Fannie Hurst's "T. B.," reprinted in "The Best Short Stories of 1915," owes to its author's careful development of the personality of Sara Juke. Yet the story is not strictly a character story. In less competent hands the bare story would have been nothing; as it is, it is a fiction of real worth and significance.

CHAPTER VI

EXECUTIVE TECHNIQUE OF NARRATION

Mode of Narration--First Person Narration--Variation-- Advantages--Disadvantages--Plausibility--Third Person Narration--Advantages--Avoidance of Artificiality-- Consideration of Length--Maintenance and Shifting of Viewpoint --Att.i.tude of Author--Style--Product of Technique-- Congruity of Manner--Story of Action--Fantasy--Story of Character.

After conceiving and elaborating his story, the writer must approach the task of expression. The two preliminary matters to be settled are the mode of narration and the manner or style for which the story calls.

Though preliminary, they are most properly treated as part of executive technique.

MODE OF NARRATION

The question of how the story may be told most easily and effectively is much more delicate than merely to choose between narration in the first or third person, for numerous variations in these two basic methods are open to adoption. Each method or viewpoint has its advantages and disadvantages, and that method should be chosen which most nearly suits the particular story.

Variation in first person narration--the typical form of which is to have a chief character tell his own story--is possible by shifting the story from the lips of a major character to those of a less important personage, who is often little more than an animated mouthpiece. The device is really an attempt to escape from the inherent disadvantages of typical first person narration. A just regard for the reader often requires that more be set forth than any major character could naturally know, but some minor character may be made to pa.s.s ubiquitously through the whole tale, viewing the essential acts of all the major characters and relating them to the reader. Or the device may be carried farther, and the story told in the first person by a succession of characters.

The chief advantage in first person narration by an important or the most important character lies in the fact that the reader is accustomed to a more or less one-sided presentation of events. That is the way he sees things himself, as a bare succession of happenings springing from the conflict of human motives of which he can be sure only of his own.

Something happens, and he knows within limits why he did his part in bringing it about, but the part of the other man is obscure to him, and he can go only on conjecture and inference. So the story told in the first person has perhaps a slightly greater flavor of plausibility than that told in the third person.

There is another advantage in first person narration. Some stories cannot be launched with a rush; the significant action must be prefaced by a considerable ma.s.s of introductory matter that is essential to full understanding of subsequent events; and this introductory matter can often be made less repellent to the reader when it is artfully introduced by a narrating character. The speaking character can be made to tell his story with a smack of personality that appears somewhat affected and flippant when the writer employs the third person. This flippancy and affectation is apparent is some of Kipling's and O.

Henry's work, and probably repels as many as it attracts.

Generally, throughout a story, first person narration makes easier the attainment of uniformity of style, if that be a merit in the case of all stories as it unquestionably is in the case of the short story, with its necessary emphasis on all formal unities. During the vogue of the historical novel some years ago this mode of narration was ridden to death simply because it lessens for the writer the labor of catching what he conceives to be the tone of the particular society he is portraying. As to the general matter of tone, Stevenson refers, in a letter, to "The Ebb Tide," as "a dreadful, grimy business in the third person, where the strain between a vilely realistic dialogue and a narrative style pitched about (in phrase) 'four notes higher' than it should have been has sown my head with grey hairs." Had the story been told by one of the characters there would have been no difficulty of the sort.

"The Ebb Tide" probably could not have been told effectively in the first person, for much of its power derives from the way in which Stevenson limns the lovely South Pacific scenes through which its poor lost derelicts of people move. Their speech is "vilely realistic"

because they are common men, sea captain and clerk and middle-cla.s.s Englishman, and the lips of no one of them could have been made to state effectively without distortion what his eyes saw. Any story has certain matters which must be brought out justly if the whole is to have due effect, and if first person narration renders it impossible to treat such matters justly that mode of narration cannot be used. The example of "The Ebb Tide" shows that in estimating the availability of narration in the first person the writer must consider that the very nature and being of a character may seal his eyes to many matters. Moreover, the reader will not readily accept in a narrating character the literary power that is even expected in the author writing in the third person. A story is a whole, its people existing subject to the limitations of its necessities, and the mode of narration must function naturally with the rest, and not demand impossibilities.

One difficulty of first person narration is not so much fictional as psychological. If the story demands emphasis upon the good qualities of the narrator, his bravery, devotion, love, generosity, or a thousand others, a reader will soon weary of the eternal I. It is safe to say that if a character must be shown in a strongly favorable light, let it be done by the author or some other character, not by himself, unless the moral perfection of the person is a matter solely of inference from his acts.

The very complicated plot can rarely be handled well in the first person, particularly if the events cannot be cast in chronological order. On the other hand, first person narration is often a useful device to keep from the reader's knowledge, un.o.btrusively and without seeming effort, matters which he must not learn prematurely. Conan Doyle's Watson is an instance. Thus the chief disadvantage in employing the narrating character, that he cannot be made omniscient, may be turned to advantage. The whole question is one to be determined only after careful consideration of the demands of a particular story, and the chief need is not so much to state rules for its solution as to point out the real necessity that the writer know what he is about before pitching on a mode of narration. It is a prevalent habit, and a bad one, to accept a story as it first takes shape in the mind, narrative, point of view, and all.

There is a tendency among writers of fiction, particularly those who are just beginning, to narrate in the first person, perhaps because they feel that the reader will accept the story more readily in such shape.

Other things being equal, first person narration is a trifle more natural and plausible than narration in the third person, but its limitations are much more strict. At the last of it, readers are so thoroughly habituated to the impersonal viewpoint that a writer does not gain much in power to convince by adoption of the other. A story is taken up because a story is wanted, and a reader is willing to accept the conventions of the art. So incredible a fiction as Poe's "A Descent into the Maelstrom" was probably best told in the first person, but the average story need not strain so sedulously for verisimilitude so far as the mechanics of narration are concerned.

Typical third person narration is ill.u.s.trated by the story of action, the wholly objective story, told in the third person. The impersonal relator is omniscient, but his omniscience is not so obtrusive as in the story that touches on the facts of the soul. This omniscience of the relator is the chief advantage of third person narration, but the writer will only infrequently find it advisable to a.s.sume omniscience absolute and entire, involving knowledge of all the objective acts and the subjective motives of all the characters. If the story is largely a.n.a.lytical of more than one character the writer may be forced to "know it all" in order to display his material. But omniscience carried to such a point tends to be over-artificial, the underlying cause of much of the artistic weakness of the story which lays bare the souls of all characters instead of one or two of the most significant. In his own daily life the reader is accustomed to a one-sided presentation of the social spectacle, and complete omniscience on the part of the impersonal relator of a fiction has the taint of artificiality, or even of bare exposition. And exposition, which implies a mathematically complete presentation, is not fiction, which implies shading and suppression, absolute or temporary.

Any suggestion of artificiality may be entirely avoided, and the frequently necessary advantages of third person narration retained, by a.s.suming omniscience as to all the physical facts or events of the story while rejecting omniscience as to the souls of the characters, except the souls of one or a few. Thus the writer may escape the inherent limitation of first person narration, that the story is told by a character of definite powers and knowledge, and retain the chief advantage of that mode of narration, the more or less single viewpoint, corresponding with a reader's own outlook on life and its happenings.

This hybrid method of narration utilizes the virtues and rejects the vices of the two strict types. By telling his story in the third person, but from the viewpoint of one or two of the chief characters, an author may a.s.sume the desirable omniscience as to objective facts and the desirable limitation upon knowledge as to subjective motives. This is not to say that the nature of a particular story may not call for strict first or third person narration; it is merely a suggestion that the virtue of each type may be utilized at once. Each story makes certain demands, and the writer is not confined to two means of satisfying them.

A reader of any catholicity of taste can recall numerous examples of the various modes of narration, and in future reading it will be directly profitable for the writer to note the narrative device employed, and how it has aided or hampered the development of the fiction.

More extreme devices have been, and may be employed, such as Richardson's of telling a story in a series of letters. They are curious rather than important.

In estimating the availability of a mode of narration the writer should consider the matter of length. The adoption of the omniscient viewpoint may carry the story unnecessarily beyond due limits, for the writer who has taken to himself the privilege to know all facts and motives may be led into depicting events or a.n.a.lyzing character for his own pleasure, rather than because the story demands it. If a story demands s.p.a.ce, s.p.a.ce it must have, but the essence of literary power and artistry is to write with the utmost brevity and pungency compatible with adequate expression. The story must be told; every essential phase must be brought out; but unsignificant words can only do their bit toward spoiling the desired effect. The adoption of a too inclusive mode of narration may lead the writer astray; conversely, the mode of narration most nearly suited to the necessities of his story will aid in holding his pen to the line. If the story is of action, unconcerned with motives save by implication, and the writer tells it in the first person, or in the third person from the viewpoint of a single character, he will be led to confine himself to the depiction of the panorama of events, which is the work in hand. Yet, if the story requires that the reader be given a direct view of the spiritual workings of large numbers of characters, the writer must tell it in the third person and a.s.sume universal knowledge as to event and spirit. A mode of narration must be deliberately selected for each new story with due regard to its idiosyncrasies, and to make the choice correctly cannot fail to be of great advantage.

It is often stated that having settled upon what is most narrowly termed a mode of narration and most broadly a viewpoint the writer should be sedulous not to depart from it. The writer of the short story should not alter the narrative point of view, for obvious reasons. The short story is short; it depends for its power upon dramatic effect; and in writing it there is no occasion or excuse for any shifting of outlook. The short story is artistically the strictest form of prose fiction, that is, it is most strictly subject to the conventions of the art of fiction, of which maintenance of the point of view is one. But the novel is a much looser form, and unless the particular story is uniquely uniform in texture, as the frank tale of adventure, shifting the point of view often will prove necessary.

If the author of a novel has chosen to write with knowledge of the inner workings of more than one of the characters, but not with knowledge of all, so that he relates from the viewpoint of several characters, rather than the viewpoint of some impersonal observer to whom the souls of all are open, numerous shifts of viewpoint will be necessary. They are implied in the mode of narration itself. The world cannot be looked at through the eyes and souls of a succession of characters without a succession of shifts. All this merely amounts to saying that certain modes of narration which cannot be employed in writing the strict short story may be freely employed in writing the novel. In the case of the novel, or of the story that is somewhat brief without being a strict short story, the task is not so much never to shift the viewpoint, rather always to indicate the shift with clearness. Just as the reader's interest should be the first consideration in choosing matter and devising a plot, clarity to the reader must be considered when any shift in the narrative point of view becomes necessary. Let the shift be avowed and obvious; any uncertainty can lead only to confusion.

It follows that writers who have chosen to tell their stories from the viewpoints of several characters will prove the most profitable for study as to how to shift viewpoint without confusing a reader. Chiefly, of course, they are novelists, Eliot, Balzac, Hardy, Scott, and an infinity of lesser lights. Galsworthy, for instance, in each of his chapters succeeds in producing a singular unity of effect, with corresponding clarity for the reader, chiefly by making his shifts of viewpoint coincide with shifts of scene and person.[G]

Inextricably bound up with the mode of narration and the general narrative viewpoint of the story is the matter of the author's own att.i.tude toward the story. The distinction between these matters is fine, but real. It is possible that a given story may be told, adequately so far as the bare story is concerned, in any one of several different ways. Narration in the first person by a major or a minor character may be employed, or the author may write in the third person, a.s.suming knowledge of all events and of the inner workings of one, some, or all of the characters. But there is another consideration. The whole conception may depend for its appeal upon what I am forced to call very roughly sympathy for a character or group of characters, and a mode of narration must be employed which will enable the author to express his sympathy that he may evoke the reader's.

I do not wish to shift the discussion into the field of ethics, but the point is that any chain of events may be colored in the telling favorably or unfavorably to the persons concerned. A coa.r.s.e instance is afforded by a prosecution for crime. In making their final arguments to the jury, prosecuting attorney and attorney for the defense alike deal with the same facts in evidence, but on the lips of one the defendant will be a glorified and persecuted saint. A more delicate instance is afforded by Stevenson's "The Ebb Tide," previously mentioned. Robert Herrick commits all the criminal acts committed by Huish, the c.o.c.kney clerk, except to attempt murder, but the reader pities Herrick while hating Huish. This is so because Stevenson writes of Herrick with a measure of sympathy, and tells the story, though in the third person, almost entirely from his point of view. But of Huish we have only his acts and words. The treatment of him is wholly objective.

The story which develops a chain of events tending to show a character or group of characters in a strongly unfavorable light should not be told too objectively, or the reader will be repelled by its uniform ugliness, a matter which must be considered in choosing a mode of narration. It is not a point of morals, but one of contrast. If the writer has no sympathy for one or some of his people, or writes in such manner that he cannot express any predilection, they will appear all of a piece to a reader, with a consequent loss of interest. In this very real sense the story whose characters are uniformly repellent may be said to be bad art.

Generally, therefore, the writer must consider the necessities of his story in determining the mode of narration, and must also consider his own att.i.tude toward its people and their doings. Its appeal to him may lie in his sympathy for some person or persons, and unless that sympathy be given expression in some way the story may not have an equal appeal to a reader. The perfect fiction is a congruous expression of a phase of life, and in it the more subtle matters of life, sympathy and predilection have their place.

STYLE

The term style has been so exclusively used to denote an author's style in general, rather than the style of some particular work, unlike the styles of others by the same hand, that it is apt to suggest something different from what is meant by its use here. To show the distinction I cannot do better than to quote from Stevenson's "A Note on Realism."

"Usually in all works of art that have been conceived from within outwards, and generously nourished from the author's mind, the moment in which he begins to execute is one of extreme perplexity and strain.

Artists of indifferent energy and an imperfect devotion to their own ideal make this ungrateful effort once for all; and, having formed a style, adhere to it through life. But those of a higher order cannot rest content with a process which, as they continue to employ it, must infallibly degenerate towards the academic and the cut-and-dried. Every fresh war in which they embark is the signal for a fresh engagement of the whole forces of their mind; and the changing views which accompany the growth of their experience are marked by still more sweeping alterations in the manner of their art. So that criticism loves to dwell upon and distinguish the varying periods of a Raphael, a Shakespeare, or a Beethoven."

In the case of Stevenson himself this process is especially manifest.

With a unique earnestness he sought from the first to adapt his manner to his matter, and, since he grew with the years, each new tale concerns itself with matter a little more humanly significant than its predecessor, and is told in keeping therewith. The result is that such stories as "The New Arabian Nights" series, fantastically conceived, fantastically told, give place to "The Master of Ballentrae," "The Ebb Tide," and "Weir of Hermiston," fictions worthy in every sense, the last, indeed, an unfinished masterpiece. And with each new story the author's style gains in dignity and restraint, in the process of adaptation to the work. I mention Stevenson in this connection not because he is greater than many others, nor his work finer, but because its range was so wide that it called for many manners or styles. All will prove a profitable study, for they are all Stevenson's and yet all different. Writers who have been somewhat more narrow in choice of matter have not been under so pressing a necessity to vary their manner with each new work.

Possibly it is unwise to emphasize the matter of style at all when writing for the apprentice author. Telling the story is usually task enough, and style in general is a product rather than an item of technique, therefore best sought indirectly. But even if the more delicate tones and shadings possible in writing are beyond the reach of all save the most skilled, preservation of the broader congruities of manner is possible by the beginner, and must be achieved if his work is to be even pa.s.sable. Such a story as "The Scarlet Letter" could not have been told in d.i.c.kens' usual manner, nor could "The Pickwick Papers" have been written in the style of Meredith. The manner of telling any story must be reasonably adapted to its content, or the whole will be a shabby burlesque, destined never to achieve the laurel of print. The writer need not fret about his individual style, but he should ponder seriously the manner for which each story calls.

The story chiefly of action is best told without great verbal elaboration, which is unnecessary and tends only to hinder the march of events. The whole thing is an objective presentation, and the open character of its elements renders unnecessary laborious and involved explanation. The bare facts carry their own warrant openly displayed, and when they are shown the task is done. Sentences will tend to be a trifle shorter than in other work, and paragraphs likewise. The writer's chief aim will be to write not only clearly but vividly, for the story of action must depend chiefly upon vividness for its verisimilitude. The simpler figures will be profitable to employ, provided they are not too good and do not call attention to themselves rather than the image they are used to precipitate. The writer's general endeavor will be to follow stylistically the rapid movement of events. A reading of Dumas will show this method in use.

If there is a touch of fantasy about the tale, greater elaboration in sentence structure and some freakishness in the choice of words will be permissible and even desirable, for true verisimilitude lies in the accordance of manner and matter. The story with a thread of unreality in its essential composition will not gain in power by matter of fact telling; the measure of verisimilitude which it can attain is strictly limited by its very nature, and can be gained to the full only by frankly and avowedly making it what it is.[H] An instance is afforded by Stevenson's "New Arabian Nights" series or Hawthorne's "Tanglewood Tales."

The story placing emphasis on character, or the story of atmosphere, unless the atmosphere itself be the onrush of events, will normally demand more leisurely treatment than the story of action. The movement of the story will be slower, and the style will be correspondingly affected. Dealing with motives directly will force the writer to qualify and distinguish, adding to length of sentences, while to precipitate an atmosphere in words is a matter of such delicacy that the writer will be forced to employ every resource of language, with a consequent complication in structure. The necessity is to hold the tale in mind before writing until its totality of character is realized, then to strive to commit no gaucheries in execution. The right word for the right place must be sought, indefinite advice which will prove of little aid in writing a single story, but which will yield ample returns if followed through careful and intelligent writing of many stories. In dealing with this matter of manner or style, and the necessity that it be in keeping with the particular story in hand, it is impossible to give examples on account of lack of s.p.a.ce. I can only refer the reader to almost any fiction that has resisted the tooth of time. To leave prose for a moment and turn to poetry, a reading of Milton's "L'Allegro"

and "Il Penseroso" will demonstrate the possibility and display the result of adapting the manner to the matter. The style of both is unmistakably Milton's alone, marked by his dignity and elevation of tone, yet one is as sweet and light as a summer breeze, the other as grave and sombre as a minor chord.

A reading of Jane Austen will prove profitable in this connection. Her books are all of a piece in manner and matter. Perhaps the writer who must please the somewhat hectic modern market will find little profit in imitating her choice of matter, but the skill with which she weaves her pattern will be instructive. Emily Bronte's "Wuthering Heights"

perfectly fits the garment to the body. The story is wild and its style is wild. George Douglas's "The House With the Green Shutters," a more recent book and one of singular power, is well done in this respect. It is essentially rugged and bitter, and the author, though without particular distinction of individual style, strikes no note not in keeping with the general conception.

FOOTNOTES:

[G] I will note here a matter suggested rather than stated by the general discussion, which is intended to be practical rather than philosophical. Narration must be in the first or third person, but the two fundamental types are personal and impersonal narration, and the line between them is not drawn by the p.r.o.nouns I and he. Truly, when the story is told in the first person, the writer adopts the personal viewpoint of the narrating character, but when the writer chooses to write in the third person he also adopts the personal viewpoint of the character of whose soul he a.s.sumes knowledge, if he does so as to the soul of only one. This is the case, with a shifting personal viewpoint, when the writer a.s.sumes knowledge of the minds and souls of several characters, but not of all. a.s.suming knowledge of the soul of a character necessarily involves looking at the world through his eyes. It results that the only real impersonal viewpoint is to write in the third person and either to renounce all knowledge of motives or to a.s.sume knowledge of all events and the spirits of all the characters, when the reader will gain the impression of an impersonal relator rather than of a shifting personal viewpoint. The point is of no great importance, but realization of it may be of some slight service. In particular, if the story is told in the third person, but from the viewpoint of a single major character, universal knowledge of events cannot be a.s.sumed.

[H] The writer should strive to realize this fact. The necessity is not to make the reader accept a story as literal truth, but to make him accept it as fictional truth. Many of Poe's stories are unbelievable, but their power is felt to the full though they are not believed. In other words, the reader will grant the author his premises.

CHAPTER VII